40.3. SMA Thermal Effect Simulations

The following examples demonstrate typical SMA-based applications with thermal loading:

The spinal vertebrae spacer is simulated via SOLID187 elements, and the spring actuator is simulated via BEAM188 and SOLID185 elements.

40.3.1. Simulation of a Spinal Spacer Implant

Approximately 20 percent of Americans between the ages of 20 and 64 have back pain problems,[1] most of which are associated with intervertebral disc (IVD) degeneration. In some cases, a degenerated IVD is surgically replaced with a spinal spacer inserted into the space between vertebrae, as shown:

Figure 40.1: Spinal Spacer Implant

Spinal Spacer Implant


Spinal spacers restore disc space height, alignment, and the spine’s ability to bear weight, any or all of which can be lost due to IVD degeneration. Finite element analysis of implant function can help improve the design and quality of the spinal spacer.

40.3.1.1. Problem Description

To simulate the function of a spinal spacer implant, the spacer is initially loaded at room temperature 297 K. The spacer is compressed from the top by a rigid surface to a thickness of 3.375 mm. The compression is then removed, and the spacer undergoes elastic recovery. To remove the residual strain, the spacer is heated to 326 K and then cooled to body temperature 311 K.

Figure 40.2: Loading and Recovery of a Spinal Spacer Implant

Loading and Recovery of a Spinal Spacer Implant

40.3.1.2. Modeling

A 3D geometry of the spinal spacer is created in Unigraphics, using dimensions found in Petrini 2005.[2] The geometry is imported into Mechanical APDL and meshed with SOLID187 elements. Because the spacer is symmetrical, only 1/4 of the spacer is studied.

Figure 40.3: Spinal Spacer 1/4 Model

Spinal Spacer 1/4 Model

40.3.1.3. Material Properties

The spinal spacer analysis uses the following material properties:[2]

Spinal Spacer Material Properties
Elastic modulus for austenite phase (MPa)70,000
Elastic modulus for martensite phase (MPa)70,000
Poisson’s ratio0.3
H (MPa)500
R (MPa)120
B (MPa ⋅ K-1)8.3
T0 (K)311
M0

40.3.1.4. Boundary Conditions and Loading

Symmetrical conditions are applied to the 1/4 model of the spinal spacer. A rigid surface contacts the top of the model, and a compressing displacement is applied to that surface. After the displacement is removed, a thermal load is applied to the whole model.

40.3.1.5. Analysis and Solution Controls

A nonlinear static analysis is performed with large deformation enabled (NLGEOM,ON). After the mechanical loading is applied, thermal loading is applied over three steps (4 - 6) for quicker convergence.

In step 4, the temperature is increased from 297 K to 311 K. Convergence is achieved quickly as this temperature is below T0.

In step 5, the temperature is again increased from 311 K to 324 K. The major phase transformation does not occur in this step, so convergence is again achieved quickly.

In step 6, the temperature is increased above 324 K, and the shape memory effect occurs, so convergence is slower.

40.3.1.6. Results and Discussion

Following is the displacement of central point A (shown in Figure 40.3: Spinal Spacer 1/4 Model):

Figure 40.4: Displacements of Central Node A of the Spinal Spacer

Displacements of Central Node A of the Spinal Spacer

The following figure shows the deformation of the spacer at each step:

Figure 40.5: Spinal Spacer Deformation and Stress

Spinal Spacer Deformation and Stress

In step 2, the displacement is 4.5 mm and the stress is 1994 MPa. After elastic recovery, the peak displacement decreases to 3.0 mm and the stress is 579 MPa. In the final step, displacement and stress approaches zero, indicating that the spacer has returned to its original shape.

The simulation accurately depicts the spacer under load (step 2), during elastic recovery (step 3), and at full recovery due to SMA thermal effects (step 6).

40.3.2. Simulation of a Spring Actuator

Because of their large-strain capabilities and high force-to-weight ratios, SMAs are used widely as compact, flexible actuators in a variety of industries. For example, SMAs can be used as combination sensor-actuators in thermal bridges for cryogenic coolers, variable-area exhaust nozzles for turbomachinery, and active clearance controls for blade shrouds. A prominent aircraft manufacturer has integrated SMAs into their variable geometry chevrons for engine noise control.

In this problem, a vertical helical spring is simulated to repeat its two-way motion due to the shape memory effect. The following related topics are available:

40.3.2.1. Problem Description

A vertical helical spring is simulated with shape memory effect using two different models, a BEAM188 element model and a SOLID185 element model.

The spring is loaded by a weight of 1830 N in the martinsite state at a temperature of 250 K, then heated to 400 K. At the increased temperature, the spring lifts the weight. The spring is then cooled back to 250 K and stretches again. A repeatable, two-way motion occurs, as shown in this figure:

Figure 40.6: Motion of a Vertical Helical Spring

Motion of a Vertical Helical Spring

40.3.2.2. Modeling

The geometry of the spring actuator is created in Mechanical APDL with a wire diameter of 4 mm, a spring external diameter of 24 mm, a pitch size of 12 mm, with two coils, and an initial length of 28 mm, as shown in the following figure:

Figure 40.7: Finite Element Models of a Spring Actuator

Finite Element Models of a Spring Actuator

The corresponding finite element model is created using BEAM188 elements. A 3D model is generated by extruding the initial finite element model and meshing with SOLID185 elements.

40.3.2.3. Material Properties

The following material properties,[3] typical of nitinol, are used in the spring actuator simulation:

Material Properties for a Spring Actuator
Elastic modulus for austenite phase (MPa)51,700
Elastic modulus for martensite phase (MPa)51,700
Poisson’s ratio0.3
H (MPa)1000
R (MPa)140
B (MPa⋅K-1)5.6
T0 (K)250
M0

40.3.2.4. Boundary Conditions and Loading

The top of the spring actuator is fixed, and the bottom is loaded with a weight of 1830 N. Displacements are constrained in the X and Y directions. After the spring is stretched by the weight at temperature 250 K, the temperature is raised to 400 K to lift the weight, and the is reduced back to 250 K to lower the weight.

40.3.2.5. Analysis and Solution Controls

A nonlinear static analysis is performed using large-deformation (NLGEOM,ON) and unsymmetric matrices for the full Newton-Raphson method (NROPT,UNSYM). The whole solution is completed in three load steps:

Figure 40.8: Temperature and Force Load Steps

Temperature and Force Load Steps

The results from the BEAM188 and SOLID185 models are compared.

40.3.2.6. Results and Discussion

The spring actuator stretched by load W in step 1 is shown in this figure:

Figure 40.9: Spring Actuator Deformation at Step 1

Spring Actuator Deformation at Step 1

The maximum displacement is 43 mm, greater than the original length of 28 mm.

In step 2, after heating with the shape memory effect, the spring actuator recovers to a maximum displacement of 10 mm. The deformation is in the martinsite state to support the weight, as shown here:

Figure 40.10: Spring Actuator Deformation at Step 2

Spring Actuator Deformation at Step 2

In step 3, after cooling to 250 K, the spring actuator stretches back to its original length:

Figure 40.11: Spring Actuator Deformation at Step 3

Spring Actuator Deformation at Step 3

Following is the displacement history of the actuator:

Figure 40.12: Displacement History: Bottom of a Spring Actuator with Temperature

Displacement History: Bottom of a Spring Actuator with Temperature

The displacement history indicates that the BEAM188 and SOLID185 models have similar results. The BEAM188 model is much more efficient, however, requiring about an hour to complete. In comparison, the SOLID185 model requires more than eight hours to complete.